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An introduction to the Senior Managers and Certification Regime (SM&CR)

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An introduction to the Senior Managers and Certification Regime (SM&CR)

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Key Takeaways

  • To familiarize yourself with the requirements of SM&CR
  • To understand the steps you/ your firm need to take to meet the SM& CR requirements
  • Understand which types of firms are subject to SM&CR
  • Understand the functions of the roles covered by SM&CR
  • March 2020
  • 30mins
  • structured CPD
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An introduction to the Senior Managers and Certification Regime (SM&CR)

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Course Lessons

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SM&CR – a quick guide

For those with time to spare, there has been no shortage of information published on the subject of the Senior Managers and Certification Regime (SM&CR) – FCA Consultation Papers, Policy Statements and Guides, ‘expert’ articles in the trade press.
1
2019-07-04 10:56:00
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Preparing for the Senior Managers and Certification Regime

The Senior Managers and Certification Regime (SM&CR) has been in place for Banking and large Investment organisations since March 2016.
2
2019-04-09 11:09:00
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20 March 2020
An introduction to the Senior Managers and Certification Regime (SM&CR)
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An introduction to the Senior Managers and Certification Regime (SM&CR)

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